2. Authorised Advisers
  3. How to become an Authorised Adviser?

How to become an Authorised Adviser?

An investment company or another entity which is a commercial company or partnership may be entered into the Register of Authorised Advisers, provided that such entity or its legal predecessor has provided services related to business transactions on the capital market for at least 2 years, including financial and legal advice or financial audits, and provided that they meet the requirements set out in the Alternative System Trading Rules,if in the opinion of the Alternative System Organiser such entity warrants correct performance of the Authorised Adviser’s tasks.

Companies seeking the Authorised Adviser’s status should fill up an Application Form for entry into the Register of Authorised Advisers available on NewConnect website.

The fee for submitting an Application Form for entry into the list of Authorized Advisers is PLN 4,000 + VAT. The payment should be made to the bank account of the Warsaw Stock Exchange, ul. Książęca 4, 00-498 Warsaw

account number 96 1240 6003 1111 0000 4946 2733

In the title of the transfer please provide "Fee for submitting an application for entry into the register of Authorized Advisers of the company ... (company name)"